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#	Item
601	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-26 10:59:09 Financial system Financial economics 73rd United States Congress Stock market Securities Act Regulation D National Securities Markets Improvement Act Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
602	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-08 16:33:51 Financial economics 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Self-regulatory organizations U.S. Securities and Exchange Commission Futures contract New York Stock Exchange American Stock Exchange New York City United States securities law Economy of the United States
603	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-31 17:21:11 NYSE Euronext New York City Business Financial Industry Regulatory Authority Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission American Stock Exchange International Securities Exchange Self-regulatory organizations United States securities law Economy of the United States
604	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 09:47:26 Self-regulatory organizations United States securities law New York Financial markets Securities Exchange Act United States Securities and Exchange Commission American Stock Exchange New York Stock Exchange Market maker NYSE Euronext New York City Economy of the United States
605	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]May 21, 2012 Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-22 15:06:19 Self-regulatory organizations United States securities law New York Securities Exchange Act American Stock Exchange New York Stock Exchange Euronext U.S. Securities and Exchange Commission NYSE Euronext New York City Economy of the United States
606	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]October 14, 2004 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-15 14:24:16 United States securities law Finance 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act NASDAQ American depositary receipt Security Regulation S-X Stock market Financial economics Investment
607	2006finalists website.xls Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-27 13:54:02 Economy of the United States Investment Self-regulatory organizations NASDAQ Stock exchange American Stock Exchange P chip NYSE Euronext Economy of New York City Stock market New York City
608	Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rules 504 and 509 to Modify the Quoting Requirements Applicable to Designated Market Maker Units Registered in Nasdaq Stock Market Securities Traded on Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-27 15:22:35 Self-regulatory organizations United States securities law United States United States Securities and Exchange Commission Securities Exchange Act American Stock Exchange NASDAQ U.S. Securities and Exchange Commission Security Economy of the United States Economy of New York City New York City
609	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]August 2, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to Adopt the Text of New York St Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-03 09:11:14 NYSE Euronext New York City Financial economics NYSE Arca New York Stock Exchange Consolidated Tape Association American Stock Exchange Securities Exchange Act Pacific Exchange Self-regulatory organizations Economy of the United States Financial markets
610	Comment Letter on File No. S7-12-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-14 14:08:29 United States Securities and Exchange Commission United States securities law Investment Finance New Deal Securities Act Securities Exchange Act American depositary receipt Initial public offering Stock market Financial economics 73rd United States Congress

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